Securities Exchange Act
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Trust, but Verify
Maya Pillai Trust, but verify. This is a common methodology in the audit world and was even mentioned by the… Read More
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Silent Treatment: The Increase in Confidential Treatment Redactions in SEC Filings
13 Wake Forest L. Rev. Online 1 Mark T. Wilhelm[*] & Michael T. Byrne[**] Publicly traded companies in the United States… Read More
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Power to the Traders? A Look at the Reddit-Driven Surge of GameStop and Robinhood’s Subsequent Suspension of Meme Stocks
By Elizabeth A. Napps The end of January 2021 brought a few trending headlines. We all expected to see stories… Read More
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Weekly Roundup – 2/26 – 3/2
Weekly Roundup: 2/26-3/2 By: Cara Katrinak & Raquel Macgregor Carlton & Harris Chiropractic, Inc. v. PDR Network, LLC In this… Read More
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Misleading Statements Sufficient for Trial in 10b-5 Suit
By Dan Menken Today in the published opinion of Zak v. Chelsea Therapeutics International, the Fourth Circuit vacated the district court’s… Read More
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Fourth Circuit Affirms Dismissal of Securities Exchange Act Claim
By Jordan Crews Today, in Yates v. Municipal Mortgage & Equity, LLC, the Fourth Circuit affirmed the district court’s dismissal of plaintiffs’… Read More
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Empirical Study: The SEC Form 8-K: Full Disclosure or Fully Diluted? The Quest for Improved Financial Market Transparency
By: Jennifer B. Lawrence, Jackson W. Prentice This article is only available in PDF format. Click here for the full PDF version… Read More